Aug 18, 2010

Unicon Offers All-Important Information on How to Become Sub Broker

Investments in the capital markets have gained
momentum in recent years due to growing awareness among people about the earning
potential of this investment option. Cashing in on this opportunity, many stock broking
companies have already setup their offices/ franchisees to cater to the mounting
investment needs of the stock investors.

However, most investors, opt for stock brokers with proven track record and ability to
handle diverse investment needs and portfolios. Unicon Investment Solutions offers its
prowess in proving end to end Investment Solutions for the entire spectrum of customers.

With several years of experience in stock broking, investment banking and portfolio
management, the Company is offering world-class investment solutions to its esteemed
investor community.

Unicon has one of the most spreadout Sub- Broker network in the country with over
800 franchise outlets. We offer our services to all the deserving entrepreneurs and also
handhold them and impart knowledge on how to become a good sub broker.

Since it’s inception in 2004, Unicon has been enhancing it’s technology which is a major
enabler to reach out to the last investor in the financial markets. Stock broking services
have become highly affordable & accessible for a common man in the past few years.

With 4500 Uniconians and 900 business offices spanning across 235 cities in India,
Unicon has one of the best talent pool’s in the financial services space & it speaks
volumes of its managerial acumen.

Before answering the question ‘how to become sub broker,’ let’s first Understand “who
is a sub broker”?

A sub broker is an agent of the member broker and is permitted to release confirmation
memorandums to his clients for their dealings executed by him through the chief member
broker to whom he is affiliated. An individual, a company or a partnership firm can
become a sub broker. The minimum age limit for individuals or partners/directors of
companies/firms will be 21. Similarly, all the aspiring persons should be matriculate
or have 10 + 2 years qualification at the least. They should not be declared insolvent or
bankrupt. Sub brokers should have at least 2 years of experience in the role a partner or
certified clerk or apprentice with a member broker of the Exchange or in other related
fields in capital market.

Once a sub-broker obtains certificate of registration from Securities and Exchange Board
of India (SEBI), he can commence business as a sub broker.

For Individuals who want to know how to become a sub broker of Unicon we would
be more than keen to help you. In the recent years sub-broking has emerged as a major
career option. There is a huge potential to earn handsome amounts through brokerage or

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